Cedar Rapids, IA
Berthel Fisher & Company is a financial services holding company with two subsidiary broker/dealer firms servicing over 550 representatives across the U.S. There is an immediate opening for Full-time Trader.
The Trader is responsible for taking orders from our retail network of Representatives and placing into our proprietary trading platform, complying with Internal and FINRA policies and procedures. The Trader will provide information about various securities including, but not limited to, stocks, options, bonds, UITs and mutual funds. This individual will maintain a high level of customer service by researching and quickly resolving client/regulatory/representative inquiries. Candidate should be well versed in compliance and regulatory issues.
Successful candidate must have a Series 7 and 66 (or be willing to obtain)
Candidate must have a strong attention to detail.
Berthel Fisher offers comprehensive benefits package, including: health, dental, and vision insurance, a 401(k) plan, and the opportunity for career growth. Our office hours are Monday-Thursday 8am-5pm and Friday 8am-4pm.
To apply: please email cover letter, resume and salary requirement to email@example.com.